Compliance & Guidance – Isle of Man Wealth & Fund Services Association

A very big thank you to DQ’s Sinead O’Connor who presented a webinar to members looking at the FSA’s new AML/CFT Handbook issued earlier this Summer. The slides are now available here

Sector Specific AML/CFT Guidance

The FSA has released a revised handbook to the Anti-Money Laundering and Countering the Financing of Terrorism Code 2019 and sector specific guidance for funds and fund functionaries. Members of the Association regulatory sub-committee reviewed drafts of the sector specific guidance, provided comments and met with the FSA to discuss. Sector specific guidance for investment … Sector Specific AML/CFT Guidance

FSA Exempt Scheme Guidance

The Isle of Man Financial Services Authority has issued thematic feedback on Exempt and Exempt Type Schemes, which can be found here. This document is applicable to all licenceholders undertaking Class 3(11)/(12) regulated activities and complements and supports the Exempt scheme guidance that was issued last year.

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